RESOURCES

A shared language for reviewing a trade

Plain definitions and two checklists to use before and after submitting an order.

SHORT GLOSSARY

Terms worth keeping separate

Signal
An intention or event proposing an action. It does not prove an order was sent.
Accepted order
An instruction received by the broker. It may still be pending or canceled.
Fill
A full or partial execution with an actual quantity and price.
Bid-ask spread
The difference between the best displayed bid and ask prices.
Slippage
The difference between expected and execution price; several factors can cause it.
Net result
The outcome after applicable costs, not merely the price difference.
BEFORE SUBMITTING

Control questions

  • Is this the right account and environment?
  • Are instrument, expiration, side, and quantity correct?
  • Is the market data current?
  • Which order type will be sent?
  • What will I do if it is rejected or remains pending?
AFTER SUBMITTING

What to reconcile

  • Order status at the broker.
  • Quantity and price of every fill.
  • Open position and applicable protection.
  • Fees and net result.
  • Entry in the trading journal.

For these questions in context, read From signal to order: the steps worth checking and A trading journal that helps you find mistakes.